NAB Principal Series - ASX 200 Index Investment

This Series is closed.

Click here to view details on the Allotment Date, Maturity Date, Index Level on Issue Date and Participation Rate. ASX 200 Confirmation

NAB Principal Series - ASX 200 Index Investment ( NAB ASX 200 Investment) provide exposure to the capital growth of Australia's largest listed entities while still providing the safety of the NAB guarantee amount at maturity.

NAB ASX 200 Investment has the following benefits:

  • Capital security through the NAB guarantee amount if held to maturity
  • NAB ASX 200 Investment seeks to provide capital growth based on the performance of the S&P/AX 200 index
  • NAB ASX 200 Investment will entitle you to participate in any increase in the ending average index level over the starting average index level
  • The rate at which the NAB ASX 200 Investment will participate in any such increase in the index level over the 5.5 year term will be set on the issue date at between 105% and 120%. The participation rate will be fixed for the 5.5 year term
  • Opportunity for investors to borrow up to 100% of the initial investment through NAB Investment Loan (subject to approval) Find out more
  • Opportunity for investors to borrow up to 70% of the initial investment through the superannuation compliant NAB Limited Recourse Loan (subject to approval). Find out more

NAB ASX 200 Investment has the following key features:

  • The NAB guarantee amount is what the minimum maturity amount of each NAB ASX 200 Investment will be on the maturity date, which will be either $1.00 (if no trigger event has occurred during the 5.5 year term) or $0.85 (if a trigger event has occurred during the 5.5 year term)
  • A trigger event occurs if, at the ASX closing time on any date before the maturity date, the level of the index is at or below 65% of its level on the issue date (ie, there has been a fall of 35% or more)
  • To smooth the index levels used to calculate your return at maturity, NAB uses averages of the index over the first 12 months of the 5.5 year term and the last 12 months of the 5.5 year term

Certain key information about the NAB ASX 200 Investment is outlined in this website. You must read the Combined Product Disclosure Statement and Financial Services Guide (PDS) for the NAB ASX 200 Investment in its entirety and seek advice from a licensed financial advisor before making any investment decision. Click here to download a copy of the PDS or request more information.

Offer closed 25 June 2009

You might consider an investment in NAB ASX 200 Investment if:

  • you believe that NAB ASX 200 Investment will outperform other equivalent investment opportunities;
  • you are comfortable with an investment with a 5.5 year term and limited liquidity; and
  • you understand and are comfortable with the risks associated with NAB ASX 200 Investment described in the section headed "What are the risks?" in section 7 of the PDS

The above information is general information only. It does not take into account your individual objectives, financial situation or needs.

Eligibility

Application for NAB ASX 200 Investment is open to:

  • Australian resident individuals;
  • Australian trust entities, including Australian superannuation funds; and
  • companies registered in Australia

How to apply

Offer closed 25 June 2009

Applications for NAB ASX 200 Investment may only be made by completing and returning the Application Form attached to, the PDS. Detailed instructions on how to complete the Application Form are set out in the PDS. The Application Form must be accompanied by the payment of  $1.00 per NAB ASX 200 Investment. Payment must be in Australian currency and must be made by cheque or direct debit.

To register for a PDS, call, Toll free (Aust), 1800 652 669;
To download a copy of the PDS, click here

Further Information

You must read the PDS (including the Financial Services Guide) in connection with the National Privacy Notification.

To download the National Privacy Notification, click here

Important Information
The information contained in this website is published by National Australia Bank Limited ABN 12 004 044 937 (NAB ). The NAB can be contacted by calling telephone banking on 13 10 12.

Offers of NAB Principal Series - ASX 200 Index Investments (NAB ASX 200 Investment) will be made in the Combined Product Disclosure Statement and Financial Services Guide (PDS ) for the offer issued by the NAB and dated 8 May 2009. NAB ASX 200 Investments will only be able to be acquired on the application form attached to the PDS.

The information contained in this website is of a general nature only. The information contained in this website has been prepared for the purpose of providing general information only without taking account of any particular investor's objectives, financial situation or needs and is not an offer to sell, or solicitation of an offer or a recommendation to buy any financial product and is not intended to be a complete summary or statement of the NAB ASX 200 Investments. The information contained in this website is not a product disclosure statement and it does not contain all of the information that such a product disclosure statement is required to contain. Accordingly, any offer of interests received in Australia in connection with the information contained in this website is void. An investor must, before making any investment decisions, consider the full details set out in the PDS and seek professional advice, having regard to the investor's objectives, financial situation and needs.

The NAB acts as the both the issuer and a distributor of the NAB ASX 200 Investments. If you acquire interests in NAB ASX 200 Investments, the NAB or any of its related bodies corporate (NAB Group ) may receive remuneration or other benefits in relation to that product, including withdrawal, ongoing guarantee and management fees and any other fee specified in the PDS.

An investment in NAB ASX 200 Investments is not a deposit with the NAB or any other company in the NAB Group. It is a liability of the NAB on the terms set out in the investment conditions contained in the PDS and is subject to investment risk including possible delays in repayment and loss of income or principal invested. Neither the NAB nor or any other company in the NAB Group guarantees the performance of NAB ASX 200 Investments or any particular rate of return

NAB voluntarily subscribes to the Code of Banking Practice which lays down standards of good banking practice for dealing with small businesses and individuals. A copy of the Code can be obtained by calling 13 10 12

S&P/ASX 200 Index Disclaimer

Standard & Poor's Financial Services LLC has granted NAB a licence to reference the S&P/ASX 200 index for the purposes of NAB ASX 200 Investments. The terms of NAB's licence require us to include the following disclaimer in these materials. Please read this disclaimer carefully before investing.

NAB ASX 200 Investments are not sponsored, endorsed, sold or promoted by Standard & Poor's (S&P) or its third party licensors. Neither S&P nor its third party licensors makes any representation or warranty, express or implied, to the owners of NAB ASX 200 Investments or any member of the public regarding the advisability of investing in securities generally or in NAB ASX 200 Investments particularly or the ability of the S&P/ASX 200 index (the index) to track general stock market performance. S&Ps and its third party licensors only relationship to NAB is the licensing of certain trademarks and trade names of S&&P and the third party licensors and of the index which is determined, composed and calculated by S&P or its third party licensors without regard to NAB or NAB ASX 200 Investments. S&P and its third party licensors have no obligation to take the needs of NAB or the owners of NAB ASX 200 Investments into consideration in determining, composing or calculating the index. Neither S&P nor its third party licensors is responsible for and has not participated in the determination of the prices and amount of NAB ASX 200 Investments or the timing of the issuance or sale of NAB ASX 200 Investments or in the determination or calculation of the equation by which NAB ASX 200 Investments are to be converted into delivery assets. S&P has no obligation or liability in connection with the administration, marketing or trading of NAB ASX 200 Investments.

NEITHER S&P, ITS AFFILIATES NOR THEIR THIRD PARTY LICENSORS GUARANTEE THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDEX OR ANY DATA INCLUDED THEREIN OR ANY COMMUNICATIONS, INCLUDING BUT NOT LIMITED TO, ORAL OR WRITTEN COMMUNICATIONS (INCLUDING ELECTRONIC COMMUNICATIONS) WITH RESPECT THERETO. S&P, ITS AFFILIATES AND THEIR THIRD PARTY LICENSORS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY FOR ANY ERRORS, OMISSIONS OR DELAYS THEREIN. S&P MAKES NO EXPRESS OR IMPLIED WARRANTIES, AND EXPRESSLY DISCLAIMS ALL WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE WITH RESPECT TO THE MARKS, THE INDEX OR ANY DATA INCLUDED THEREIN. WITHOUT LIMITING ANY OF THE FOREGOING, IN NO EVENT WHATSOEVER SHALL S&P, ITS AFFILIATES OR THEIR THIRD PARTY LICENSORS BE LIABLE FOR ANY INDIRECT, SPECIAL, INCIDENTAL, PUNITIVE OR CONSEQUENTIAL DAMAGES, INCLUDING BUT NOT LIMITED TO, LOSS OF PROFITS, TRADING LOSSES, LOST TIME OR GOODWILL, EVEN IF THEY HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, WHETHER IN CONTRACT, TORT, STRICT LIABILITY OR OTHERWISE.

Standard & Poor's and S&P are trademarks of Standard & Poor's and have been licensed for use by NAB. ASX is a trademark of ASX Operations Pty Limited and has been licensed for use by S&P. NAB ASX 200 Investments is not sponsored, endorsed, sold or promoted by Standard & Poor's or ASX Operations Pty Limited and neither Standard & Poor's nor ASX Operations Pty Limited make any representation regarding the advisability of investing in NAB ASX 200 Investments.

 

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